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D-Money6

11/16/20 11:47 AM

#39661 RE: ChannelTrader #39659

Lets take a look....if I pull aside the active documents...it looks like we need the 3rd quarter which was due 11/14th, and also an attorney letter that validates both 2020 YTD AND 2019 or two attorney letters, one for 2020 YTD and one for 2019 depending on how OTC requires it.

2020
TBD Attorney Letter
Due 11/14/2020 3rd Quarterly Report 09/30/2020

11/14/2020 2nd Quarterly Report 06/30/2020 A
11/14/2020 1st Quarterly Report 03/31/2020 A

2019
11/14/2020 4th/Annual Report 12/31/2019 A
08/18/2020 3rd Quarterly Report 09/30/2019 A
09/24/2019 2nd Quarterly Report 06/30/2019 A
08/18/2020 1st Quarterly Report 03/31/2019 A

2018
08/18/2020 4th/Annual Report 12/31/2018 A
11/15/2018 Quarterly Report 09/30/2018 A
10/11/2018 Attorney Letter 06/29/2018 A
10/01/2018 Quarterly Report 06/30/2018 A
10/01/2018 Quarterly Report 03/31/2018 A
10/01/2018 Annual Report 12/31/2017 A
09/20/2018 Attorney Letter 06/30/2018 A