An SEC POS AM filing is a one that is made by companies that have filed for registration with the U.S. Securities and Exchange Commission (SEC). An SEC POS AM filing is a post-effective amendment to a registration statement that is not immediately effective upon filing.
BREAKING DOWN SEC POS AM Filing
SEC POS AM is a filing that has post-effective amendments to provide updated prospectus information. A prospectus is a formal legal document that is required by and filed with the SEC that provides details about an investment offering for sale to the public. The preliminary prospectus is the first offering document provided by a security issuer and includes most of the details of the business and transaction in question.
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