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wEaReLeGiOn

08/17/20 5:31 PM

#46998 RE: jay_tee #46990

Has VGTL filed financial reports in a timely matter, or are they behind in filings now? If so, then VGTL can be suspended and moved to the Grey Market.

There is a lack of current information about the company (for example, when a company is delinquent in its filings of required reports);

Questions arise about the accuracy of publicly available information, including in company press releases and reports, about the company’s current operational status, financial condition, or business transactions;

Questions arise about trading in the stock, including trading by insiders, potential market manipulation, and the ability to clear and settle transactions in the stock. What happens after a suspension depends on the market where the stock trades – different rules apply in different types of markets.

Over-The-Counter (OTC) Stocks

A quoted market for stocks that trade in the OTC market, which includes stocks quoted on DBOT ATS, Global OTC ATS, and OTC Link ATS, among other venues, does not automatically resume at the end of a trading suspension period. Before an OTC stock can resume being quoted after a suspension, a broker-dealer must fulfill the requirements of certain SEC and Financial Industry Regulatory Authority (FINRA) rules. For additional information on these rules, please read our Investor Bulletin.

Visit Investor.gov, the SEC’s website for individual investors.

https://www.sec.gov/oiea/investor-alerts-and-bulletins/ib_tradingsuspensions