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EdF

05/04/20 11:27 AM

#45567 RE: MWM #45565

Actually, to be precise, they have a 100% approval record with every 211 they have submitted. I think the odds are in our favor ;-)

was16

05/04/20 11:31 AM

#45571 RE: MWM #45565

In my DD on FINRA processing 211's there is a responsibility that the MM takes on when sponsoring a company. Glendale does a lot of upfront DD before sponsoring a company. That is why they have such a great success rate in getting 211s accepted. BTW they must have a good reputation to have such a high success rate.