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Sturgis

02/24/20 3:41 PM

#21591 RE: alabama96 #21589

Like I said. Finra doesn’t approve or disapprove unless the company is a company that has filed registration with or is a reporting company to the SEC. Finra is a private company that acts somewhat as a representative for the SEC. But if you are not required to report to the SEC. then Finra has little if any representative aspects to be considered.

Sturgis

02/24/20 3:46 PM

#21592 RE: alabama96 #21589

In other words: Finra has recommendations for pink sheets but not actual requirements.