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Re: alabama96 post# 21589

Monday, 02/24/2020 3:41:30 PM

Monday, February 24, 2020 3:41:30 PM

Post# of 24221
Like I said. Finra doesn’t approve or disapprove unless the company is a company that has filed registration with or is a reporting company to the SEC. Finra is a private company that acts somewhat as a representative for the SEC. But if you are not required to report to the SEC. then Finra has little if any representative aspects to be considered.
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