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N4longterm

11/24/19 11:17 AM

#95497 RE: skyrocketinsight #95496

He had that back then! The only reason that MM quit is because Mark contacted FINRA direct, which is a major NONO! The 211 process is strictly between the MM & FINRA. The purpose of the 211 is to make sure the MM is willing to stand up for the company, if Mark has to stick his nose into the process, then FINRA has to assume the MM doesn't know enough.