Replies to post #159051 on DD Support Board and Research Team

[integral]

I know some that should. T/As have to file with the SEC every year. And if I am not mistaken have to be audited.

Some T/As are really good and have their own attorneys review transactions. I have had to deal with a few attorneys when clearing trades. Others, not so much.

[samsamsamiam]

Heres one - Island Capital
https://www.sec.gov/litigation/litreleases/2019/lr24405.htm