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janice shell

09/06/19 11:26 PM

#52946 RE: fahrenheitjules #52939

They became current before they were revoked. They weren’t revoked until May 2019.

Yep. And that's the point of the story. The SEC did not CARE that they caught up. They'd violated the securities laws, and been caught at it.

There is only one question here: Was LAHO delinquent when the SEC initiated its admin proceeding? And the answer is YES.