6740. Submission of Rule 15c2-11 Information on Non-Nasdaq Securities
(a) Except as provided in SEC Rule 15c2-11(f)(1), (2), (3), and (5) and 15c2-11(h) under the Act, no membershall initiate or resume the quotation of a non-Nasdaq security in any quotation medium unless the member hasdemonstrated compliance with this rule and the applicable requirements for information maintenance under Rule15c2-11. A member shall demonstrate compliance by making a filing with, and in the form required by, [theAssociation] NASD, which filing must be received at least THREE business days before the member’s quotation is published or displayed in the quotation medium.