Replies to post #79554 on Lehman Brothers Financial SA (LEHNQ)

[indepth05]

Same applies to LHMM, (13.925Mil Shares out of 16Mil outstanding)
Are these institutions still Holding??


Underwriters........... Number of Preferred Securities
Lehman Brothers Inc. 1,592,000
A.G. Edwards & Sons, Inc. 1,580,000
Citigroup Global Markets Inc. 1,580,000
Merrill Lynch, Pierce, Fenner & Smith
Incorporated 1,580,000
Morgan Stanley & Co. Incorporated 1,580,000
UBS Securities LLC 1,580,000
Wachovia Capital Markets, LLC 1,580,000
ABN AMRO Incorporated 320,000
Banc of America Securities LLC 320,000
Fidelity Capital Markets, a division of National Financial Services LLC 320,000
J.P. Morgan Securities Inc. 320,000
Bear, Stearns & Co. Inc. 120,000
BNP Paribas Securities Corp. 120,000
Charles Schwab & Co., Inc. 120,000
Deutsche Bank Securities Inc. 120,000
Goldman, Sachs & Co. 120,000
HSBC Securities (USA) Inc. 120,000
Janney Montgomery Scott LLC 120,000
J.J.B. Hilliard, W.L. Lyons, Inc. 120,000
Legg Mason Wood Walker Incorporated 120,000
Oppenheimer & Co. Inc. 120,000
Raymond James 120,000
RBC Dain Rauscher Inc. 120,000
Stifel, Nicolaus & Company, Incorporated 120,000
SunTrust Capital Markets, Inc. 120,000
U.S. Bancorp Piper Jaffray Inc. 120,000
Wells Fargo Securities, LLC 120,000

[stoxjock]

The Underwriters are only 'broker-dealers' who are selling the Stock to the Investors... they could also hold on to some of the shares for thier own investment purposes... So I presume most of the CT stocks of various flavors - Series K, L, M & N were sold to acccredited investors -Institutional Investors, Hedge Funds , PE, HNW Individuals etc.