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Re: stoxjock post# 79553

Saturday, 07/07/2018 11:14:11 AM

Saturday, July 07, 2018 11:14:11 AM

Post# of 111042
Major underwriters for K's series ( 8.3Mil shares out of 12Mil)
Did All of them bail out, or still holding??


Underwriter..................Number of Preferred Securities

Lehman Brothers Inc. 1,300,000
Citigroup Global Markets Inc. 1,280,000
A.G. Edwards & Sons, Inc. 1,280,000
Merrill Lynch, Pierce, Fenner & Smith Incorporated 1,280,000
Morgan Stanley & Co. Incorporated 1,280,000
UBS Securities LLC 1,280,000
Wachovia Capital Markets, LLC 1,280,000
Banc of America Securities LLC 300,000
Fidelity Capital Markets, a division of National Financial Services LLC 300,000
J.P. Morgan Securities Inc. 300,000



https://www.sec.gov/Archives/edgar/data/1083328/000104746903033240/a2119989z424b2.htm
page S21