~ Hmmm’, Maybe I Should Just Stop “Updating” ? ~
When purchasing Fixed Income Issued Debt’, ... There is Direct Ownership (as I have purchased), ... and, ... There are also purchases legally allowed to be provided from a secondary offering provider’, such as provided for by a company like etrade’, ...
(if etrade is compliant with FINRA, then etrade will benefit ... if a secondary buyer from etrade, is not individually FINRA compliant ?, then etrade does not have to honor those holdings, and can legally keep those potential returns) ...
... IF’ ? ... an owner of WMB Tranche 5 Class 17 Fixed Income, is showing and considered to be a Direct Owner ?, One that has followed the FINRA Ownership Guidelines ?, ... then, all is well ...
... IF’ ? ... one has simply fallen prey to a flippant secondary offering ?, ... then probably there will be, “no soup for you” ...
As WMI was obviously a multinational ?, ... I haven’t studied any other countries regulated forums, ... Only What Was Legally Necessary For Me’, ... As a US Purchaser of the WMB Tranche 5 Class 17 Fixed Income ... I followed the FINRA regulations for each purchase’ ... and so I’m able to experience these Direct Ownership Updates ...
I do know that, Ones Accounts will need to be in proper order’ ... ~ Know What You Own ~
AZ