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The Law (f/k/a emz)

02/07/18 8:04 AM

#111066 RE: Tarqwa #111062

Nope- sorry. It's a 2-stage process. 1) Formal Name Change at State Level, then, when that is obtained, 2)FINRA Approval. While stage 1 is merely paperwork, filing fee and generally a rubber stamp approval, and may very well be completed by Friday, the Stage 2 FINRA Approval/actual ticker (and possibly cusip) change is a bit more paperwork intensive and takes a bit longer. I would shoot for end of the month for that.