The Preliminary Q4 financials prepared by mgmt and state such on their face are not going to be filed with the SEC. They will be for informational purposes only. That way interested parties/investors will be able to compare Q4, 2016 to Q4 2017. It's not a violation to prepare preliminary quarterly financials by mgmt. Many companies prepare preliminary financials monthly or quarterly.
He can file anything he wants. I’ve been saying January for ever and that is the requirement. Nothing stops him from filing an unaudited report and he stated he would. The official, audited 4rth qtr and fiscal is due January 31st.
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