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Legster1969

09/25/17 5:42 PM

#107803 RE: DwyaneMcRoberts #107799

Thanks for that info.

BearRickPunch

09/25/17 5:53 PM

#107811 RE: DwyaneMcRoberts #107799

It does. Thank you.

bgry

09/25/17 6:00 PM

#107812 RE: DwyaneMcRoberts #107799

very informative...thanks Dwyane

shotsky

09/25/17 6:12 PM

#107818 RE: DwyaneMcRoberts #107799

Not quite right.
The attorney letter is to accompany the financial results, the alternative to the 10K and 10Q. If I remember right, it is only required for the annual report, the equivalent of the 10K.
All the other reports still have to be reported to Finra, but do not require an attorney letter. These are the same reports that trigger 8Ks for SEC reporting companies. As they call them, material events.