Monday, September 25, 2017 6:12:25 PM
The attorney letter is to accompany the financial results, the alternative to the 10K and 10Q. If I remember right, it is only required for the annual report, the equivalent of the 10K.
All the other reports still have to be reported to Finra, but do not require an attorney letter. These are the same reports that trigger 8Ks for SEC reporting companies. As they call them, material events.
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