Trade Date Download Link File Creation Timestamp Monday, April 03, 2017 Download 4/3/2017 11:00:20 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 ACIAACACIA COMMUNICATIONS INC COM Q Y N APTI APPTIO INC CL A G Y N ASPS ALTISOURCE PORTFOLIO SOLUTIONS Q Y N ATOS ATOSSA GENETICS INC COM NEW S Y N BOTZ GLOBAL X FDSROBOTICS & ARTIFIC G Y N CFA VICTORY PORTFOLIOS II SHS US 5 G Y N DCIX DIANA CONTAINERSHIPS INC SHS N Q Y N DFNL DAVIS FUNDAMENTAL ETF TR SELE G Y N DRAM DATARAM CORP COM PAR $ NEW 201 S Y N FDT FIRST TRUST DEVELOPED MARKETS G Y N FEM FIRST TRUST EMERGING MARKETS A G Y N FGM FIRST TRUST GERMANY ALPHADEX F G Y N FLN FIRST TRUST LATIN AMERICA ALPH G Y N FMB FIRST TR EXCHANGE-TRADED FD II G Y N FSZ FIRST TRUST SWITZERLAND ALPHAD G Y N FTXO FIRST TR ETF VI NASDAQ BK ETF G Y N IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N MCEF FIRST TR ETF VIII MUNICIPAL CE G Y N MDGS MEDIGUS LTD SPONSORED ADR NEW S Y N MOFG MIDWESTONE FINANCIAL GP COM Q Y N MYOS MYOS RENS TECHNOLOGY INC COM S S Y N RDVY FIRST TRUST RISING DIVIDEND AC G Y N RFDI FIRST TRUST ETF III RIVERFRONT G Y N RFEU FIRST TRUST ETF III RIVERFRONT G Y N RNVA RENNOVA HEALTH INC NEW COM (DE S Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N SNSR GLOBAL X FDS INTERNET OF THING G Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N TROVW TROVAGENE INC WT PUR COM EXP 5 S Y N VYMI VANGUARD WHITEHALL FDS INTL HI G Y N
OTC Threshold Securities as of Apr 3, 2017 Threshold Issue Data Information Issue
04/03/2017 BDOUY BDO Unibank Inc Sponsored ADR (Phillippines) Other OTC N Y 04/03/2017 BTCS BTCS Inc. Common Stock Other OTC N Y 04/03/2017 CABGY Carlsberg AS Sponsored ADR Representing Class B Shares (Denmark) Other OTC N Y 04/03/2017 DVDCY Davide Campari Spa Unsponsored ADR (Italy) Other OTC N Y 04/03/2017 EMMD Emedia Group Inc Common Stock Other OTC N Y 04/03/2017 ENDV Endonovo Therapeutics, Inc. Common Stock Other OTC Y N 04/03/2017 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y 04/03/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 04/03/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 04/03/2017 MGTI MGT CAP INVTS INC Common Stock Other OTC N Y 04/03/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 04/03/2017 NCMGY Newcrest Mining Ltd Sponsored American Depositary Shares Other OTC N Y 04/03/2017 OSIR OSIRIS THERAPEUTICS INC NEW Common Stock Other OTC N Y 04/03/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y 04/03/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 04/03/2017 PNGZF Paringa Resources Limited Ordinary Shares (Australia) Other OTC N Y 04/03/2017 PTOTF Patriot One Technologies Inc. Ordinary Shares (Canada) Other OTC N Y 04/03/2017 POFCY Petrofac Ltd London Unsponsored American Depository Receipt (Jersey) Other OTC N Y 04/03/2017 QBIO Q BioMed Inc. Common Stock Other OTC N Y 04/03/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y 04/03/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 04/03/2017 TOSYY Toshiba Corp Unsponsored ADR (Japan) Other OTC N Y 04/03/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y 04/03/2017 VTKLY VTech Holdings, Ltd. Unsponsored ADR (Bermuda) Other OTC N Y