Threshold Triggered

[fourkids_9pets]

3.31.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Friday, March 31, 2017
Download
3/31/2017 11:00:19 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 ACIA	ACACIA COMMUNICATIONS INC COM	Q	Y	N 
 APTI	APPTIO INC CL A	                G	Y	N 
 ASPS	ALTISOURCE PORTFOLIO SOLUTIONS	Q	Y	N 
 ATOS	ATOSSA GENETICS INC COM NEW	S	Y	N 
 BIS	PROSHARES TR ULTRASHORT NASDAQ	G	Y	N 
 BOTZ	GLOBAL X FDSROBOTICS & ARTIFIC	G	Y	N 
 CARA	CARA THERAPEUTICS INC COM STK	G	Y	N 
 CFA	VICTORY PORTFOLIOS II SHS US 5	G	Y	N 
 CSB	VICTORY PORTF II SHS US SMALL	G	Y	N 
 DCIX	DIANA CONTAINERSHIPS INC SHS N	Q	Y	N 
 DFNL	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DRAM	DATARAM CORP COM PAR $ NEW 201	S	Y	N 
 FDT	FIRST TRUST DEVELOPED MARKETS	G	Y	N 
 FEM	FIRST TRUST EMERGING MARKETS A	G	Y	N 
 FGM	FIRST TRUST GERMANY ALPHADEX F	G	Y	N 
 FLN	FIRST TRUST LATIN AMERICA ALPH	G	Y	N 
 FMB	FIRST TR EXCHANGE-TRADED FD II	G	Y	N 
 FSZ	FIRST TRUST SWITZERLAND ALPHAD	G	Y	N 
 FTXO	FIRST TR ETF VI NASDAQ BK ETF	G	Y	N 
 IDXG	INTERPACE DIAGNOSTICS GROUP IN	S	Y	N 
 MCEF	FIRST TR ETF VIII MUNICIPAL CE	G	Y	N 
 MDGS	MEDIGUS LTD SPONSORED ADR NEW	S	Y	N 
 MOFG	MIDWESTONE FINANCIAL GP COM	Q	Y	N 
 MYOS	MYOS RENS TECHNOLOGY INC COM S	S	Y	N 
 PSCI	POWERSHARES S&P SMALLCAP INDUS	G	Y	N 
 RDVY	FIRST TRUST RISING DIVIDEND AC	G	Y	N 
 RFDI	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 RFEU	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 RNVA	RENNOVA HEALTH INC NEW COM (DE	S	Y	N 
 SKLN	SKYLINE MEDICAL INC. COM PAR $	S	Y	N 
 SNSR	GLOBAL X FDS INTERNET OF THING	G	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 TROVW	TROVAGENE INC WT PUR COM EXP 5	S	Y	N 
 URRE	URANIUM RES INC COM STK (DE)	S	Y	N 
 VYMI	VANGUARD WHITEHALL FDS INTL HI	G	Y	N

OTC Threshold Securities as of Mar 31, 2017 Threshold Issue Data Information
Issue

03/31/2017 BDOUY BDO Unibank Inc Sponsored ADR (Phillippines) Other OTC N Y
03/31/2017 BTCS BTCS Inc. Common Stock Other OTC N Y
03/31/2017 DVDCY Davide Campari Spa Unsponsored ADR (Italy) Other OTC N Y
03/31/2017 EMMD Emedia Group Inc Common Stock Other OTC N Y
03/31/2017 ENDV Endonovo Therapeutics, Inc. Common Stock Other OTC Y N
03/31/2017 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y
03/31/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
03/31/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
03/31/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y
03/31/2017 MGTI MGT CAP INVTS INC Common Stock Other OTC N Y
03/31/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
03/31/2017 NCMGY Newcrest Mining Ltd Sponsored American Depositary Shares Other OTC N Y
03/31/2017 OSIR OSIRIS THERAPEUTICS INC NEW Common Stock Other OTC N Y
03/31/2017 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
03/31/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y
03/31/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
03/31/2017 PNGZF Paringa Resources Limited Ordinary Shares (Australia) Other OTC N Y
03/31/2017 PTOTF Patriot One Technologies Inc. Ordinary Shares (Canada) Other OTC N Y
03/31/2017 POFCY Petrofac Ltd London Unsponsored American Depository Receipt (Jersey) Other OTC N Y
03/31/2017 QBIO Q BioMed Inc. Common Stock Other OTC N Y
03/31/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y
03/31/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
03/31/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
03/31/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
03/31/2017 VTKLY VTech Holdings, Ltd. Unsponsored ADR (Bermuda) Other OTC N Y