Thank You, I have copied and pasted everything in a word document that I am sending to the SEC and I will let you know when and if I get a reply on it. Providing a full name is extremely helpful in getting to the bottom of this, but I just found out there are two David Cohens! Too funny! Any idea which one below is the one you talked to? I am thinking it was David A Cohen, but wanted to be sure before sending him an email regarding this, with a copy of what you stated he told you. Cheers!
David Cohen Municipal Securities Market Thought Leader: Senior Legal Counsel at RBC Capital Markets Greater New York City AreaFinancial Services Current RBC Capital Markets Previous SIFMA, Cablevision, UBS Investment Bank Education Hofstra University School of Law
David A. Cohen Attorney-Advisor at US Securities and Exchange Commission Washington D.C. Metro AreaFinancial Services Previous Financial Planning Association, Wisconsin Department of Financial Institutions, Division of Securities, McBurney, Wyngaard, Wilson, Raymond & Soglin Education Boston University School of Law