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crookedneck

11/15/16 4:55 PM

#25398 RE: joepep7 #25391

Thank You, I have copied and pasted everything in a word document that I am sending to the SEC and I will let you know when and if I get a reply on it. Providing a full name is extremely helpful in getting to the bottom of this, but I just found out there are two David Cohens! Too funny! Any idea which one below is the one you talked to? I am thinking it was David A Cohen, but wanted to be sure before sending him an email regarding this, with a copy of what you stated he told you. Cheers!


David Cohen
Municipal Securities Market Thought Leader: Senior Legal Counsel at RBC Capital Markets
Greater New York City AreaFinancial Services
Current
RBC Capital Markets
Previous
SIFMA, Cablevision, UBS Investment Bank
Education
Hofstra University School of Law


David A. Cohen
Attorney-Advisor at US Securities and Exchange Commission
Washington D.C. Metro AreaFinancial Services
Previous
Financial Planning Association, Wisconsin Department of Financial Institutions, Division of Securities, McBurney, Wyngaard, Wilson, Raymond & Soglin
Education
Boston University School of Law