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LongTimeObserver

07/26/16 5:19 PM

#75343 RE: Rocco5 #75341

"We had nothing, now we have something!"



Not true!

Baltia had an active SEC action, and a nearly-due toxic note going for it.

Now Baltia has no assets, no clue, and very likely another toxic, hard money note and liability!

BALTIA BOXCARS! Just more BUPKUS.

Tiresias

07/26/16 7:24 PM

#75348 RE: Rocco5 #75341

this from FINRA action taken against CP Capital. Almost sounds like BC

CP Capital allowed two persons to act in registered capacities without being registered
and qualified in such capacities. Specifically, between April 2009 and August 2009, AB,
an unlicensed individual, signed off as the registered representative on check and wire....

Latest action is April 29 of this year. Almost an echo of what BC is being looked at for.


Tiresias

07/26/16 7:27 PM

#75349 RE: Rocco5 #75341

and currently is subject to a settlement agreement with FINRA on April 29, 2016. They are operating under supervision of a consulting firm. The consultants being consulted on how to remain compliant. Wow, awesome.