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and currently is subject to a settlement agreement

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rolphtonair   Tuesday, 07/26/16 07:27:22 PM
Re: Rocco5 post# 75341
Post # of 104877 
and currently is subject to a settlement agreement with FINRA on April 29, 2016. They are operating under supervision of a consulting firm. The consultants being consulted on how to remain compliant. Wow, awesome.

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