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Magnum7419

02/23/16 9:56 AM

#160676 RE: MonestHind #160673

Understand Our Limitations

FINRA has jurisdiction over virtually all
brokerage firms and their employees and
associated persons. If you have a problem with
an investment adviser, transfer agent, mutual
fund or public company, you may want to file a
complaint with the SEC
or your state securities
regulator

https://www.finra.org/sites/default/files/InvestorDocument/p011944.pdf

Canna_Trader

02/23/16 10:29 AM

#160678 RE: MonestHind #160673

They can not target the company for an individual's transgression. Suggesting anything further is a complete BULLSHIT.