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Re: MonestHind post# 160673

Tuesday, 02/23/2016 9:56:59 AM

Tuesday, February 23, 2016 9:56:59 AM

Post# of 290030
Understand Our Limitations

FINRA has jurisdiction over virtually all
brokerage firms and their employees and
associated persons. If you have a problem with
an investment adviser, transfer agent, mutual
fund or public company, you may want to file a
complaint with the SEC
or your state securities
regulator

https://www.finra.org/sites/default/files/InvestorDocument/p011944.pdf