Replies to post #5288 on Ascent Solar Technologies Inc (ASTI)

[Beandog]

From the S-1 today filed today...

This prospectus relates to the offer and sale of up to 30,000,000 shares of common stock of Ascent Solar Technologies, Inc. by Redwood Management, LLC, or Redwood Management or the selling stockholder. We are not selling any securities under this prospectus and we will not receive any proceeds from the sale of shares by the selling stockholder.

This prospectus includes 2,640,000 shares of common stock issuable in connection with a committed equity line purchase agreement dated November 10, 2015 that we entered into with the selling stockholder. See “The Committed Equity Line Transaction” for a description of that agreement and “Selling Stockholder” for additional information regarding the selling stockholder.


As of December 14, 2015, there were 131,924,027 shares of our common stock outstanding, of which 125,742,664 shares were held by non-affiliates.


Summary:

Common stock outstanding prior to the offering: 131,924,027*


Common stock offered by the Selling Stockholder: 30,000,000**


Common stock to be outstanding after the offering: 161,924,027**


* As of December 14, 2015.

** Includes (i) 27,360,000 shares of common stock that we may sell to the Selling Stockholder from time to time after the effective date of this registration statement and (ii) the Commitment Shares.