Replies to post #204444 on Avid Bioservices Inc (CDMO)

[cheynew]

I answered you earlier this morning.


Posted on 2/13/14 re: Barclays and Blackrock:




Barclays added 656K to 5.4 million. Other adds:

35 Increased Institutional Holders
2,072,498 Increased Total Shares Held


Owner Name Date Shared Held Change (Shares) Change(%) Value(in 1,000s)
AMERICAN INTERNATIONAL GROUP INC 12/31/2013 106,421 14,493 15.77 181
BARCLAYS GLOBAL INVESTORS UK HOLDINGS LTD 12/31/2013 5,421,396 656,384 13.78 9,243
BLACKROCK ADVISORS LLC 12/31/2013 111,756 13,626 13.89 191
BLACKROCK FUND ADVISORS 12/31/2013 4,303,670 28,362 .66 7,338
BLACKROCK INC. 12/31/2013 5,044 1,187 30.78 9
BLACKROCK INVESTMENT MANAGEMENT, LLC 12/31/2013 437,944 14,138 3.34 747
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 12/31/2013 290,326 19,100 7.04 495
COMMONWEALTH EQUITY SERVICES, INC 12/31/2013 481,140 4,000 .84 820
FIRST ALLIED ADVISORY SERVICES, INC. 12/31/2013 50,000 1,650 3.41 85
NATIONWIDE FUND ADVISORS 12/31/2013 122,946 2,046 1.69 210
NORTHERN TRUST CORP 12/31/2013 2,215,502 281,223 14.54 3,777
NUVEEN ASSET MANAGEMENT, LLC 12/31/2013 12,633 914 7.80 22
PROFUND ADVISORS LLC 12/31/2013 12,410 2,210 21.67 21
STATE STREET CORP 12/31/2013 1,780,186 215,036 13.74 3,035
VANGUARD GROUP INC 12/31/2013 4,192,531 345,065 8.97 7,148


Read more: http://www.nasdaq.com/symbol/pphm/institutional-holdings#ixzz2tCuvEdJk

[hutschi]

the list i`v seen today from Black Rock has more then 10k stock-positions (quite a very long list!!!)- PPHM was about #4500(with 10m stocks in pphm/ Sept.2014!!! =14,5M$$$ vol.). List has not been updated so far to see the 12m pphm stocks.

[north40000]

CP, re Blackrock, I gather no one here has Blackrock managing their assets or is otherwise invested in shares of Blackrock, in light of replies you have received so far.

When my wife and I invested in FBIOX, one of Fidelity's Select Funds in biotech sector, we subsequently received a prospectus that listed all the biotech stocks, device companies, BPs, etc that were in its Fund portfolio. That list included the no.of shares held of each individual company in the Fund as well as the % that each of the top 10 comprised as a % of Fund net asset value[dated 8/31/2014]. I was surprised at the sheer number of individual companies in that list, some of which we already owned shares of and others that I had never heard of. GILD at the time comprised 13% of net asset value of the Fund[11,357.006 shares with a then value of well over a billion $$$], VRTX was 5.4%, CELG 4.7%, etc.

From such a list, knowing the no. of shares held of an individual company, one could investigate the number of outstanding or authorized share of each, and then determine the % of each companies' shares held.

I receive a similar prospectus, including a list of portfolio companies, from HQL, a closed-end fund I have long been invested in.

I do not know whether Blackrock has a similar prospectus in place.
That might tell us where in the various entities comprising Blackrock that PPHM's shares reside.