I do not understand these numbers of shares. It seems the shares add up to more than 57 Million. The various shares percentages also appear to add up to more than 100%.
(Back from Siesta:Taking 93 yr old Mom to Lunch & ERRANDS!)
Took what I posted from last Proxy issued Dec. 2013 as follows:
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table presents information regarding the beneficial ownership of our common stock as of October 31, 2013 by:
• each person, or group of affiliated persons, who is known by us to own beneficially 5% or more of any class of our equity securities;
• our directors;
• each of our named executive officers, as defined in Item 402(a)(3) of Regulation S-K; and
• our directors and executive officers as a group.
Shares of common stock beneficially owned and the respective percentages of beneficial ownership of common stock assumes the exercise of all options, warrants and other securities convertible into common stock beneficially owned by such person or entity currently exercisable or exercisable within 60 days of October 31, 2013. Shares issuable pursuant to the exercise of stock options and warrants exercisable within 60 days are deemed outstanding and held by the holder of such options or warrants for computing the percentage of outstanding common stock beneficially owned by such person, but are not deemed outstanding for computing the percentage of outstanding common stock beneficially owned by any other person.
Except as indicated by the footnotes below, we believe, based on the information furnished to us, that the persons and the entities named in the table have sole voting and investment power with respect to all shares of common stock that they beneficially own, subject to applicable community property laws. The table below is based upon the information supplied by our executive officers, directors and principal stockholders and from Schedules 13D and 13G filed with the SEC.
Except as otherwise noted, the address of the individuals in the following table is c/o Northwest Biotherapeutics, Inc., 4800 Montgomery Lane, Suite 800, Bethesda, MD 20814.
Name of Beneficial Owner Number of Shares Beneficially Owned Percentage (1) Officers and Directors Alton L. Boynton, Ph.D. (2) 194,358 * % Marnix L. Bosch, Ph.D., M.B.A. (3) 115,941 * % Linda F. Powers (4) 21,334,324 51.35 % Robert A. Farmer (5) 144,674 * % Leslie Goldman (6) 544,825 1.60 % Dr. Navid Malik - - Anthony Maida, Ph.D. (7) 6,250 * % Jerry Jasinowski (8) 80,357 * % All executive officers and directors as a group (8 persons) 22,420,729 53.19 % 5% Security Holders Toucan Capital Fund III, L.P. (9) 4800 Montgomery Lane, Suite 801 Bethesda, MD 20814 1,900,772 5.61 % Toucan Partners, LLC (10) 4800 Montgomery Lane, Suite 801 Bethesda, MD 20814 5,681,519 16.13 % Cognate BioServices, Inc. (11) 4800 East Shelby Drive, Suite 108 Memphis, TN 38118 9,974,230 28.26 % Dennis Mehiel (12) 7 Renaissance Square 5 th Floor White Plains, NY 10601 3,891,529 10.99 % Sabby Management, LLC (13) 10 Mountainview Road, Suite 205 Upper Saddle River, NJ 07458 2,967,482 8.76 %
2)As for Outstanding Shrs didn't want to include the 2.3 mln shrs offered 4/14 due to lack of comparable #'s from above.
IF one contrasts your table vs the above it clearly indicates that Linda Powers et al are even more positive in such a short period: INPUT requested.
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