Replies to post #73163 on DD Support Board and Research Team

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Why would anyone want to use a 3(a)(10) exemption? First where is a novice or a brown bagger going to find another security in the first place to swap out an issuance in a penny stock, and what judge are you going to get to approve it? This is not for the feint of heart.

But add San Diego hideous girl with an Orange County broker dealer, and probably a San Diego / OC stock promoter and you get this SEC case:

http://www.fbi.gov/sandiego/press-releases/2013/former-ceo-president-of-san-diego-based-company-charged-in-28-million-stock-fraud