Replies to post #73157 on DD Support Board and Research Team

[ChuckD-MSB]

"I look like a dumb blonde but I dated a penny stock promoter for years."



Pretty much makes her an expert....

Wonder who he was?

[integral]

WestCap Securities FINRA record:

http://brokercheck.finra.org/Support/ReportViewer.aspx?SearchGroup=Firm&FirmKey=45250&BrokerKey=-1

Company is in Orange County, SoCal. No real disciplinary problems, except funny about a recent discussion here of suitability oversight. As we can see FINRA still monitors firms' practice of suitability.