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integral

04/05/14 12:46 PM

#63730 RE: d5wr59mfi8 #63725

1) Yes, with no footnote. They can be issued at anytime with legend.

3) There is no timeline, it does not depend on the SEC it depends on the content provided by the issuer.

coolerheadsprevail

04/05/14 9:02 PM

#63771 RE: d5wr59mfi8 #63725

Thanks for your time in responding. The situation I was inquiring about was regarding an S-1 for a secondary, not for an IPO. Janice has since also responded w/the info I was looking for, so I'm good now. Thanks again...