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Re: None

Monday, 03/10/2014 5:50:27 PM

Monday, March 10, 2014 5:50:27 PM

Post# of 137704
Chat Content:

Representative 6: [17:30] Welcome to our real-time support chat. How can I help you today?


Old Greg: [17:33] Can you also verify if there is a DTC chill on AEGY please

Representative 6: [17:34] One moment

[17:35] There appears to be a Deposit and DWAC chill on the security

Old Greg: [17:35] Do you know how that is determined? I inquired with other investors at different brokers and they all told me there was no DTC chill currently on AEGY. This is just broker-specific?

[17:37] I sold some AEGY today. Will I be getting fees tacked on later?

Representative 6: [17:39] No, it would not be specific to each firm. A DTC chill is a general term. There can be multiple reasons for a DTC chill. a security may be chilled from DWAC, deposit, transfer, etc. There can be any number of types of chills that are issued by the DTC. Because it has a deposit chill & a DWAC chill, these would be considered DTC chills. To answer your question regarding today's trades, it depends on how the security settles. There may be a possibility of fees, which is a possibility when a security has a DTC chill.

Old Greg: [17:42] That just seems so arbitrary and unclear. It makes it very difficult to trade a stock with answers like maybe or possibly. Thank you helping me though

Representative 6: [17:43] My pleasure.\

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