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Re: skyhighvt post# 20556

Sunday, 01/05/2014 2:38:39 PM

Sunday, January 05, 2014 2:38:39 PM

Post# of 211437
Even the big boys get letters from the SEC...http://www.sec.gov/rules/other.shtml

33-9494 Dec. 12, 2013 Merrill Lynch, Pierce, Fenner & Smith Incorporated (Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934 as to Bank of America Corporation and Its Affiliates)

33-9491 Dec. 4, 2013 Fifth Third Bancorp (Order Under Section
Dec. 3, 2013 RBS Securities Inc. (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) & 602(c)(2) Disqualification Provisions)
33-9487 Nov. 26, 2013 The Royal Bank of Scotland Group plc (Order under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934 as to the Royal Bank of Scotland Group plc and Its Affiliates)
Other Release No.: 34-70949