Liquidmetal Technologies Inc (LQMT)

[familyof5]

riese713 something is certainly up take a look...



LQMT Market Maker Report -Who's doing all the Shorting?


Volume has went through the roof during July and August with a total of 544,788,230 traded during those two months.Liquid Metal only had 372,440,523 issued and outstanding as of August 7, 2013.I smell a rat......

Total shares traded for the period of January 2013 through June 2013 (6 months) was only 236,001,543.That 6 month total more than doubled even almost TRIPLING during last two months.....hmmmmmmmmm


July 2013
http://www.otcbb.com/asp/tradeact_mv.asp?SearchBy=issue&Issue=LQMT&SortBy=volume&Month=7-1-2013&IMAGE1.x=20&IMAGE1.y=8


August 2013
http://www.otcbb.com/asp/tradeact_mv.asp?SearchBy=issue&Issue=LQMT&SortBy=volume&Month=8-1-2013&IMAGE1.x=20&IMAGE1.y=3




http://ih.advfn.com/p.php?pid=nmona&article=59096377

EXPLANATORY NOTE

We are filing this revised definitive proxy statement to correct the following inadvertent errors in our original definitive proxy statement arising from an understatement of the number of shares outstanding:


In our original definitive proxy statement, we indicated that, as of the August 26, 2013 record date, there were 369,548,451 shares of our common stock outstanding and entitled to vote at the Annual Meeting. The proxy statement is hereby being revised to indicate that there were actually 372,440,523 shares of our common stock outstanding and entitled to vote at the Annual Meeting.


In our original definitive proxy statement, we indicated in the section entitled “Security Ownership of Management and Principal Stockholders” that a total of 369,548,451 shares of our common stock were issued and outstanding as of August 7, 2013 (the date of the beneficial ownership table). We also indicated in footnote (1) to the beneficial ownership table that the percentage of beneficial ownership of common stock beneficially owned was based on 369,548,451 shares of common stock outstanding as of August 7, 2013. However, 372,440,523 shares of our common stock were issued and outstanding as of August 7, 2013. The proxy statement is hereby being revised to correct the share numbers and include percentages in this section of the document.




SECURITY OWNERSHIP OF MANAGEMENT AND PRINCIPAL STOCKHOLDERS

http://ih.advfn.com/p.php?pid=nmona&article=59096377

The following table sets forth certain information regarding the beneficial ownership of our common stock as of August 7, 2013 by:


• each person known by us to be the beneficial owner of more than 5% of our outstanding common stock;
• each of our directors;
• each of our named executive officers; and
• all directors and executive officers as a group.


The number and percentage of shares beneficially owned is determined under the rules of the SEC and is not necessarily indicative of beneficial
ownership for any other purpose. The number of shares shown as beneficially owned in the table below are calculated pursuant to Rule 13d-3(d)(1) of the
Exchange Act. Under Rule 13d-3(d)(1), shares not outstanding that are subject to options, warrants, rights or conversion privileges exercisable within 60
days are deemed outstanding for the purpose of calculating the number and percentage owned by such person, but are not deemed outstanding for the
purpose of calculating the percentage owned by each other person listed. Unless otherwise indicated in the footnotes, each person has sole voting and
investment power with respect to the shares shown as beneficially owned. A total of 372,440,523 shares of our common stock were issued and outstanding
as of August 7, 2013. Unless otherwise indicated, the address of all directors and named executive officers is 30452 Esperanza, Rancho Santa Margarita,
California 92688.
Common Stock
Name of Beneficial Owner
Number
of Shares(1)
Percent
of Class(1)

Directors and Named Executive Officers

Abdi Mahamedi 23,164,271 (2) 6.1%
Thomas Steipp 7,210,893 (3) 1.9%
Ricardo Salas 11,428,947 (4) 3.0%
Mark Hansen 12,000 (5) *
Scott Gillis 11,700 (6) *
Bob Howard-Anderson - (7) -
Rich Sevcik - (8) -
Bruce Bromage - (9) -
Tony Chung 2,455,446 (10) *

All directors and executive officers as a group (8 persons) 44,283,257 11.5%




5% Shareholders

Carlyle Holdings, LLC 20,646,688 (11) 5.5%
2700 Westchester Ave., Ste. 303
Purchase, NY 10577

Visser Precsion Cast, LLC 44,000,000 (12) 11.4%
5641 N Broadway
Denver, CO 80216

Furniture Rowe, LLC 51,870,307 (13) 13.4%
5641 N Broadway
Denver, CO 80216

All 5% shareholders as a group (3 entities) 116,516,995




Grand total of shares owned by insiders and 5% holders of LQMT stock 160,800,252



*Less than one percent

(1) Shares issuable pursuant to the exercise of stock options and warrants exercisable within 60 days of August 7, 2013, or securities convertible
into common stock within 60 days of August 7, 2013, are deemed outstanding and held by the holder of such shares of common stock, options,
warrants, or other convertible securities for purposes of computing the number of shares and percentage of outstanding common stock
beneficially owned by such person, but are not deemed outstanding for computing the percentage of outstanding common stock beneficially
owned by any other person. The percentage of beneficial ownership of common stock beneficially owned is based on 372,440,523 shares of
common stock outstanding as of August 7, 2013.
(2) Includes:
(a) 15,608,908 shares of outstanding common stock held of record by Carlyle Holdings, LLC and 5,037,780 shares issuable pursuant to
currently exercisable warrants held by Carlyle Holdings, LLC. Mr. Mahamedi has the power to direct the voting and disposition of such
shares as the sole shareholder of Carlyle Holdings, LLC;
16
(b) 1,756,155 shares issuable pursuant to currently exercisable warrants held of record by Mr. Mahamedi; and
(c) 2,000 shares issuable pursuant to outstanding stock options which are exercisable currently or within 60 days of August 7, 2013.
Does not include 288,000 shares that are issuable pursuant to outstanding stock options that are not exercisable currently or within 60 days of
August 7, 2013.
(3) Includes:
(a) 4,300,688 shares of common stock and 2,400,000 shares of restricted stock awards which vest one-half on August 3, 2014 and one-half on
August 3, 2015 held of record by Mr. Steipp; and
(b) 510,205 shares issuable pursuant to currently exercisable warrants held of record by Mr. Steipp.
Does not include 4,063,500 shares that are issuable pursuant to outstanding stock options that are not exercisable currently or within 60 days of
August 7, 2013.
(4) Includes:
(a) 3,501,130 shares issuable pursuant to currently exercisable warrants held of record by Silver Lake Group, LLC. Mr. Salas has the power to
direct the voting and disposition of such shares as the sole shareholder of Silver Lake Group, LLC;
(b) 2,230,206 shares issuable pursuant to currently exercisable warrants held of record by Mr. Salas; and
(c) 600,000 shares issuable pursuant to outstanding stock options which are exercisable currently or within 60 days of August 7, 2013.
Does not include 1,600,000 shares that are issuable pursuant to outstanding stock options that are not exercisable currently or within 60 days of
August 7, 2013.
(5) Consists of shares issuable pursuant to outstanding stock options that are exercisable currently or within 60 days of August 7, 2013. Does not
include 328,000 shares that are issuable pursuant to outstanding stock options that are not exercisable currently or within 60 days of August 7,
2013.
(6) Includes 7,000 shares held of record by Mr. Gillis and 4,700 shares held of record by Mr. Gillis’s child and spouse. Mr. Gillis continues to
beneficially own all such shares.
(7) Mr. Howard-Anderson holds outstanding stock options to purchase 270,000 shares that are not exercisable currently or within 60 days of August
7, 2013, and therefore the shares issuable pursuant thereto are not deemed to be beneficially owned as of August 7, 2013 .
(8) Mr. Sevcik holds outstanding stock options to purchase 270,000 shares that are not exercisable currently or within 60 days of August 7, 2013,
and therefore the shares issuable pursuant thereto are not deemed to be beneficially owned as of August 7, 2013 .
(9) Mr. Bromage holds outstanding stock options to purchase 1,704,500 shares that are not exercisable currently or within 60 days of August 7,
2013, and therefore the shares issuable pursuant thereto are not deemed to be beneficially owned as of August 7, 2013 .
(10) Includes:
(a) 255,103 shares issuable pursuant to currently exercisable warrants held of record by Mr. Chung; and
(b) 310,000 shares issuable pursuant to outstanding stock options that are exercisable currently or within 60 days of August 7, 2013;
Does not include 1,116,500 shares that are issuable pursuant to outstanding stock options that are not exercisable currently or within 60 days of
August 7, 2013.
(11) Includes 5,037,780 shares issuable pursuant to currently exercisable warrants.
(12) Includes 29,000,000 shares of restricted common stock and 15,000,000 shares issuable pursuant to currently exercisable warrants. Both are
subject to a lock-up period through December 31, 2016.
(13) Includes:
(a) 7,870,307 shares of common stock that are held of record by Norden LLC. Furniture Rowe, LLC has the power to direct the voting and
disposition of such shares as the sole shareholder of Norden LLC;
(b) 29,000,000 shares of restricted common stock and 15,000,000 shares issuable pursuant to currently exercisable warrants that are held of
record by Visser Precision Cast, LLC. Furniture Rowe, LLC has the power to direct the voting and disposition of such shares as the sole
shareholder of Visser Precision Cast, LLC.