5/20 Daily List
OTCBB and Other-OTC System Changes - 5/20/2013 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:55 FUBP First Ulb Corp Common Stock 5/20/2013 Y 100 From BB (FUBP)
07:55 UNIF U&I Financial Corporation Common Stock 5/20/2013 Y 100 From BB (UNIF)
13:33 AVTC AVT Inc Common Stock 5/21/2013 Y 100 From BB (AVTC)
13:33 BLQN Balqon Corporation Common Stock 5/21/2013 Y 100 From BB (BLQNE)
13:33 BLTF Billet Finder Inc. Common 5/21/2013 Y 100 From BB (BLTFE)
13:33 CAMH Cambridge Heart, Inc. Common Stock 5/21/2013 Y 100 From BB (CAMHE)
13:33 CZWGF Commerzbank AG Rights (Federal Republic of Germany) 5/21/2013 Y 100 **
13:33 DENG Delta Entertainment Group, Inc. Common 5/21/2013 Y 100 From BB (DENGE)
13:33 ESXRF Esure Group PLC Ordinary Shares (Great Britain) 5/21/2013 Y 100 **
13:33 LGHS Longhai Steel, Inc. Common Stock 5/21/2013 Y 100 From BB (LGHSE)
13:33 MCLN MedClean Technologies, Inc. Common Stock 5/21/2013 Y 100 From BB (MCLNE)
13:33 NGSX NeurogesX, Inc. Common Stock 5/21/2013 Y 100 From BB (NGSXE)
13:33 ORAC Oraco Resources, Inc. Common 5/21/2013 Y 100 From BB (ORACE)
13:33 SVFC Intellicell Biosciences, Inc. Common Stock 5/21/2013 Y 100 From BB (SVFCE)
13:33 WBXU WebXU, Inc. Common Stock (DE) 5/21/2013 Y 100 From BB (WBXUE)
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:55 FUBP First Ulb Corp Common Stock 5/20/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
07:55 UNIF U&I Financial Corporation Common Stock 5/20/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
13:33 AVLMF Anvil Mining Limited Chess Depository Interest repr 1/10th Ord Shs (Canada) 5/21/2013 100 Inactive Issue **
13:33 AVTCE AVT Inc Common Stock 5/21/2013 100 Failure To Comply With NASD 6530; added to NBB (AVTC) **
13:33 BLQNE Balqon Corporation Common Stock 5/21/2013 100 Failure To Comply With NASD 6530; added to NBB (BLQN) **
13:33 BLTFE Billet Finder Inc. Common 5/21/2013 100 Failure To Comply With NASD 6530; aded to NBB (BLTF) **
13:33 CAMHE Cambridge Heart, Inc. Common Stock 5/21/2013 100 Failure To Comply With NASD 6530; Added to NBB (CAMH) **
13:33 DENGE Delta Entertainment Group, Inc. Common 5/21/2013 100 Failure To Comply With NASD 6530; moved to NBB (DENG)**
13:33 GPMZ Global PayNet Holdings Inc. Common Stock 5/21/2013 100 Inactive Issue **
13:33 LGHSE Longhai Steel, Inc. Common Stock 5/21/2013 100 Failure To Comply With NASD 6530; added to NBB (LGHS) **
13:33 MBFWF MBF Holdings Berhad Warrant Expiring 05/20/2013 (Malaysia) 5/21/2013 100 Expired Security **
13:33 MCLNE MedClean Technologies, Inc. Common Stock 5/21/2013 100 Failure To Comply With NASD 6530; Added to NBB (MCLN)**
13:33 NGSXE NeurogesX, Inc. Common Stock 5/21/2013 100 Failure To Comply With NASD 6530: Added to NBB (NGSX)**
13:33 ORACE Oraco Resources, Inc. Common 5/21/2013 100 Failure To Comply With NASD 6530; Added to NBB(ORAC) **
13:33 PBCFF Public Financial Holdings Ltd Ordinary Shares (Bermuda) 5/21/2013 100 Inactive Issue **
13:33 PPWRL PacifiCorp 5.00% Preferred Stock 5/21/2013 100 Called for Redemption ($100 plus accrued interest of $0.25) **
13:33 SVFCE Intellicell Biosciences, Inc. Common Stock 5/21/2013 100 Failure To Comply With NASD 6530; Added to NBB (SVFC) **
13:33 WBXUE WebXU, Inc. Common Stock (DE) 5/21/2013 100 Failure To Comply With NASD 6530; Added to NBB (WBXU) **
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
13:33 5/21/2013 CBCRO CBCOQ Capitol Bancorp Ltd. Trust Preferred Securities Bankruptcy **
13:33 5/21/2013 CBCRP CBCCQ Capitol Bancorp Ltd. Capital Trust I - 8.50% Cummulative Trust Preferred Securities Bankruptcy **
13:33 5/21/2013 ESGIE ESGI enSurge, Inc. Common Stock **
13:33 5/21/2013 GAENE GAEN Global Lines Inc Common Stock **
13:33 5/21/2013 GBSXE GBSX GBS Enterprises Incorporated Common Stock **
13:33 5/21/2013 LMNKE LMNK Lifestyle Medical Network Inc. Common Stock **
13:33 5/21/2013 SUGOD SUGO American Mineral Group, Inc. Common Stock **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:33 5/21/2013 AFPWD AlumiFuel Power Corporation (NEW) Common Stock AFPW AlumiFuel Power Corporation Common Stock **
13:33 5/21/2013 EOPT Cellteck, Inc. Common Stock EOPTD Eos Petro, Inc. NEW Common Stock 1-800 R/S; Shareholders holding 2,000 or more pre-split shares, who would otherwise end up with less than 100 post-split shares, will instead have their shares rounded up to 100; Shareholders owning less than 2,000 pre-split shares will not participate in the split and will receive cash consideration of $0.025 per share. **
13:33 5/21/2013 GOSSF Golden Cross Resources Inc Ordinary Shares (Canada) GOSSD Blue Gold Water Technologies Ltd Ordinary Shares (Canada) 1-2 R/S**
13:33 5/21/2013 LNZCF Sama Resources Inc. Ordinary Shares (Canada) LNZCF Sama Resources Inc./Ressources Sama Inc Ordinary Shares (Canada) Name Change **
13:33 5/21/2013 SAFSD Safer Shot, Inc. (NEW) Common Stock SAFS Safer Shot, Inc. Common Stock **
13:33 5/21/2013 TGRUF Tigris Uranium Corp. Ordinary Shares (Canada) TGRUD Wolfpack Gold Corp. Ordinary Shares (Canada) 1-3 R/S
13:33 5/21/2013 XEPRF Xemplar Energy Corp Ordinary Shares (Canada) XEPRD Xemplar Energy New Corp Ordinary Shares (Canada) 1-5 R/S **
Portal System Changes 5/20/2013 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 5/20/2013 12:00:00 AM
There are no entries for Private Placement Security issues.
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609."©2007 FINRA All rights reserved. | Legal Notices and Privacy Policy
AI
