5/3 Daily List
OTCBB and Other-OTC System Changes - 5/3/2013 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:55 CWRL CornerWorld Corporation Common Stock 5/3/2013 Y 100 From BB (CWRL)
11:06 PNCYL PNC Financial Services Group, Inc. (The) Depositary Shares Representing 1/100th Perpetual Preferred Series R Fixed to Floating 5/3/2013 Y 100 **
12:45 LEGIF Leg Immobilien AG Namens - Aktien ON (Germany Federal Republic) 5/6/2013 Y 100
Portal System Changes 5/3/2013 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 5/3/2013 12:00:00 AM
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
12:45 MCMOZ McMoRan Exploration Company PERP PFD CONV 5.75% SER 2 144A 5/6/2013 N 100 **
12:45 NEWN New Energy Systems Group. Common Stock 5/6/2013 Y 100 From NYSE MKT LLC (NEWN)
11:06 PYMXQ PolyMedix, Inc. Common Stock 5/6/2013 Y 100 From BB (PYMXE)
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:55 CWRL CornerWorld Corporation Common Stock 5/3/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
11:06 IVECF Invicta Energy Corporation Com (Canada) 5/6/2013 100 Plan of Arrangement; Invicta shareholders could elect to receive: (i) 0.05891 of a Whitecap common share; or $0.51911 cash subject to an aggregate maximum of $10.7 million**
12:45 KASWF Kas Bank NV Fondsanteilen Wien Cert. of Shares (Netherlands) 5/6/2013 100 Inactive Issue
12:45 KWEGF Koninklijke Wegener NV Ordinary Shares (Netherlands) 5/6/2013 100 Inactive Issue
12:45 MDLAF Mediolanum Spa Ordinary Shares 5/6/2013 100 Inactive Issue
11:06 PYMXE PolyMedix, Inc. Common Stock 5/6/2013 100 Regulatory/Non Compliance; Failure To Comply With NASD 6530 **
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
11:06 5/6/2013 CANWD CANWF Orca Gold Inc. Ordinary Shares (Canada) **
11:06 5/6/2013 DPSIE DPSI DecisionPoint Systems, Inc. Common Stock **
11:06 5/6/2013 MCLN MCLNE MedClean Technologies, Inc. Common Stock Filing Delinquency **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
11:06 5/6/2013 LBRT Liberto Inc. Common Stock CATV 4Cable TV International, Inc. Common Stock **
Notes
1-4 Reverse-split for symbol HZRZU, announced today for effective 5/6/2013 has been cancelled
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609."©2007 FINRA All rights reserved. | Legal Notices and Privacy Policy
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