CMKM Diamonds Inc. (fka CMKX)

[nascar_trading_pit]

File a NASD against Brokers if they wont let you get your CMKX Certs. Update

http://cmkxdiamond.proboards66.com/index.cgi?board=general1&action=display&thread=1131688055




If a US Broker or Brokerage is giving you the run around about getting your certs, File a complaint . It will go on their perm record. If they are found to have hurt you. (I have heard some people are getting the BS spiel bigtime, Brokers work for you, and have a U-4 form that is thier Broker record and indicated if they have ever been found of breaking laws and how many compaints they have against them)


http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=470&ssSourceNodeId=5


Investor Complaint Center



With the help of investors, NASD has been successful in disciplining brokers and firms that have violated securities rules and regulations. We appreciate your willingness to take the time and effort to assist us in collecting the necessary evidence to enforce securities rules and regulations, which helps us to protect investors. NASD and other regulatory agencies are far more effective with your cooperation and assistance. Together, we can ensure that America's securities markets remain the most ethical and respected in the world.



If you believe you have been the subject of unfair or improper business conduct by a brokerage firm or broker, you may file an investor complaint with NASD.



Investor Complaint Center

With the help of investors, NASD has been successful in disciplining brokers and firms that have violated securities rules and regulations. We appreciate your willingness to take the time and effort to assist us in collecting the necessary evidence to enforce securities rules and regulations, which helps us to protect investors. NASD and other regulatory agencies are far more effective with your cooperation and assistance. Together, we can ensure that America's securities markets remain the most ethical and respected in the world.

If you believe you have been the subject of unfair or improper business conduct by a brokerage firm or broker, you may file an investor complaint with NASD.

First Command Restitution Information

Former customers of First Command may be eligible to receive restitution. View more information.



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Between Research and Investment Banking
Distribution Fund Information:

View investor information about the distribution fund.
Information about Mutual Fund Breakpoints:

Read an Investor Alert to see if you might be
owed a breakpoint refund.





How to file a complaint:

You have two options when filing a complaint. You can use our online complaint form or you can print out a complaint form and mail or fax it to us. Read our Investor Complaint Program brochure to learn about how we'll handle your complaint and other actions you may want to take to recover any money or securities.

If you have a question about your investments or NASD rules, please go to the Frequently Asked Questions area of our Web site.

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https://apps.nasd.com/Investor_Information/Complaints/complaintCenter.asp