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Wednesday, 12/05/2012 3:17:45 PM

Wednesday, December 05, 2012 3:17:45 PM

Post# of 4984488
SRGE MOASS anyone?

4320. Short Sale Delivery Requirements

(a) If a participant of a registered clearing agency has a fail to deliver position at a registered clearing agency in a non-reporting threshold security for 13 consecutive settlement days, the participant shall immediately thereafter close out the fail to deliver position by purchasing securities of like kind and quantity.

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