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39,512.84
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hercules16

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hercules16

Re: luckydude777 post# 5094

Thursday, 02/09/2012 12:05:49 PM

Thursday, February 09, 2012 12:05:49 PM

Post# of 7742
I see FINRA has an avenue to investigate market makers that appear to have problems with following the appropriate rules

http://www.finra.org/AboutFINRA/Ombudsman/

FWIW I did ask if they would make an inquiry to see if VFIN is complying with the requirements to locate all the shares that they are selling. May or may not help. If nothing else it may remind VFIN to ensure that they are in compliance. If others think this is a problem, more requests may result in an inquiry that might ensure that VFIN is complying. As long as VFIN is selling real shares and complying with the regulatory requirements I can live with BFAR trending down indefinitely.

Best Regards,
Hercules16
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