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Re: teekay post# 34549

Tuesday, 01/03/2012 7:10:00 PM

Tuesday, January 03, 2012 7:10:00 PM

Post# of 39052
IHGP - UBSS was on the ask when the 54,414 was bought at $0.012. UBSS is now gone as a result of those buys.

Have to assume UBSS marked the trades correctly and submitted them correctly to FINRA for the daily short volume numbers.

But be aware, UBS was busted and fined by the SEC and FINRA for mismarking short sales as long sales, and for naked short selling.

20120103|IHGP|10000|0|68414|O

Of course UBS admitted no guilt. They did pay a $20MM fine, though.

Probably 1% of what they made naked short selling.

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