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Re: Warchest post# 55841

Tuesday, 11/01/2011 9:02:04 AM

Tuesday, November 01, 2011 9:02:04 AM

Post# of 111745
MIKP on DTCC chill list- Designated 'trade-for-trade' meaning that physical certs are required, and the associated fees will be assessed and charged to the individual's trading account. In some cases $700.00. Best to check with your online broker.

NEWS- DTCC chills MIKP


http://dtcc.com/downloads/legal/imp_notices/2011/nscc/a7309.pdf


Subject: CUSIP’s to be exited from CNS and future trades designated trade for trade
Please be advised that effective close of business October 28, 2011, NSCC has exited positions from
the Continuous Net Settlement System (CNS) in the following CUSIP’s and future trades will be
designated trade for trade.

CUSIP SECURITY NAME
125649400 CLX Medical, Inc.
833626104 Social Media Ventures, Inc.
98148H109 World Health Energy, Inc.
98741R108 You on Demand Holdings, Inc.
022201107 Alumifuel Power Corporation
349683102 Fortune Oil and Gas, Inc.
59863T207 Mike the Pike Productions, Inc.
80516A106 SaveDaily, Inc.
70558E207 Pegasus Wireless Corporation
16946A100 China Voice Holding Corporation
28224E209 EFuel Corporation
The following are links to SEC release/complaints:
http://www.sec.gov/litigation/complaints/2009/comp21060.pdf
http://www.sec.gov/litigation/complaints/2011/comp-pr2011-101.pdf
http://www.sec.gov/litigation/litreleases/2011/lr22126.htm

Original DTCC notice and explanation of 'DTCC chill'.

http://dtcc.com/downloads/legal/imp_notices/2010/nscc/a6965.pdf

Complete list of DTCC chilled stocks compiled here, as of October 28/2011 (including ADCS, Newbauer's other pink-sheet company)

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=68470607
Volume:
Day Range:
Bid:
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Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
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