Thursday, September 29, 2011 2:05:56 PM
http://www1.finra.org/Industry/Regulation/RuleFilings/2011/P124526
Let´s see...
...Consequently, FINRA is seeking to
delay the implementation of the new OATS recording and reporting requirements for
NMS stocks for an additional two weeks, until October 17, 2011, to give firms additional
time to make necessary adjustments and changes to their systems, and to test those
adjustments and changes in FINRA’s test environment. FINRA believes that a two-week
delay will help ensure that firms can comply with the expanded OATS recording and
reporting requirements on the implementation date. Consequently, FINRA will begin to
phase-in the new recording and reporting requirements beginning on October 17, 2011.
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