CBA Florida Inc. (fka CBAI)

[pknopick]

That's a very interesting question.
The DTC has not told us about any sort of "infraction."
If they did, we'd fix it. Immediately.
Regarding the "chill" and the reverse, there never was an answer given asto why the delay.
My personal opinion (for what it's worth) is that DTC was and is overwhelmed and the request just sat there.
Remember, the DTC is accountable to no one but the brokerage industry and doesn't have to tell anyone anything.

Paul Knopick
[e-mail]
949.707.5365