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Re: nodummy post# 14026

Saturday, 08/06/2011 10:20:05 AM

Saturday, August 06, 2011 10:20:05 AM

Post# of 221414
Thanks ND,

That was the gist of what I gathered, however some of the language seemed to suggest ... Actually, nevermind just re-read it again, this is what threw me off:

Securities subject to a trading halt by the Commission will be excluded from this program. The
attached list will be re-verified during the Amnesty period and if any securities are subsequently found
to be subject to a trading halt, they will be excluded at that time and Participants will be informed via a
subsequent important notice.

As to these designated CUSIPs, however, DTC will not lift the related deposit chill. If there are failed
deliveries in these CUSIPs that are dependent upon physical securities held outside of DTC, settlement
of those trades must be effected by physical delivery outside of DTC.


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