Ocata Therapeutics Inc fka OCAT

[rocky301]

MID YEAR STATS: volume, pps, os# , mm's


VOLUME:

all numbers rounded off(millions)

January...486
February..132
March.....218
April......169
May.......105
June......110
TOTAL VOLUME MID YEAR: 1.22 Billion
(NOTE: December of 2010 we traded 1.22B shares)

AVERAGE FLOAT #: approx. 1.3 Billion
Float/Volume: Float traded approx. 1 time in 6 months

MARKET MAKERS:
Rank and Percentage of Volume year to date

#1.AUTO...33%
#2..NITE...18%
#3.ETMM...14%
#4..UBSS...11%
These 4 MM's represent 76% of Total Mid Year Trading of 1.22B

Price Per Share Range: .16-.21 adj. close Jan-June

OUTSTANDING SHARE #

December 31, 2010:1.440 Billion
May 31, 2011........1.545 Billion

First 5 Months approx. 105 Million shares added:
averages about 21MM shares per month
7 remaining months equals another 147MM shares

Fully Diluted(Using Treasury Method of in the money warrants and options)
****NOTE Mr. Rabin's description of fully diluted method below.****

107 Million Warrants: (.10-21)
43 Million Stock Options: (.09-.21)

May 31, 2011 OS#: 1.545B plus the diluted # of 150MM plus 147MM added for 7 more months
TOTAL FULLY DILUTED OS#: 1.842B

SIDE BAR NOTES:

The 1.842 B no doubt is quite a bit over the Authorized Share# of 1.75B. Unless the second half of year has substantially less shares issued than the first half of year, the numbers above strongly suggest that the Authorized share # will have to be increased by year end, if not before. The upcoming 10Q will give us the OS# as the first week in August so that will be helpful in a better projection too. Even though
the issuance of shares has dropped offed dramatically since debt holders were paid off, they still add up and inch us closer to the Max authorized.

****Rabin's response to fully diluted numbers via e-mail.
" Fully diluted shares are calculated on the treasury or reverse treasury method, and takes into account warrants and options that are struck at much higher prices (i.e., we have many options and warrants outstanding at exercises/strikes FAR above current market prices), so you must take this into account. So if the stock were trading at $5.00 per share (obviously without giving effect to a reverse split), we would have 190 million shares convertible into common stock (but it is the option value of those options and warrants that is accounted for in fully diluted share count.)"

SOURCES:

OTC Market Statistics
http://www.otcbb.com/asp/tradeact_mv.asp?Issue=actc&searchby=issue&sortby=volume&Month=6-1-2011&downloadname=mv201106.exe&view.x=36&view.y=9
10K
http://www.sec.gov/Archives/edgar/data/1140098/000101376211000631/form10k.htm
10Q
http://www.sec.gov/Archives/edgar/data/1140098/000114420411026867/v221016_10q.htm
S-8
http://www.sec.gov/Archives/edgar/data/1140098/000114420411036482/v226244_s8.htm