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Re: roger wilco post# 1755

Tuesday, 05/03/2011 12:55:24 PM

Tuesday, May 03, 2011 12:55:24 PM

Post# of 2538
Officer and director shares have not changed over the dates stated in the two filings that I have provided links to. Therefore, the shares were probably issued to consultants.




Def 14C filed 2/2/2011
http://www.sec.gov/Archives/edgar/data/1368294/000101968711000356/sound_def14c.htm

Name and Address Number of Shares
Beneficially Owned Percentage(1)
Roger K.W. Fan, President, CEO 11,261,250 57.7%
Tony Ka Kin Chui, CFO 1,750 *
Hung Man To, Operations Dir. 43,050 *
Mei Ling Szeto, Secretary 0 -
All Directors, Officers as a Group 11,306,050 58.%


10K filed 7/14/2009
http://www.sec.gov/Archives/edgar/data/1368294/000101968709002487/sound_10k-033109.htm

Name and Address Number of Shares
Beneficially Owned Percentage(1)
Roger K.W. Fan, President, CEO 11,261,250 78.55%
Tony Ka Kin Chui, CFO 1,750 *
Hung Man To, Operations Dir. 43,050 *
Mei Ling Szeto, Secretary 0 -
All Directors, Officers as a Group 11,306,050 78.86%


Also from that same filing:

Significant Employees


We have no significant employees other than our executive officers and directors named in this Annual Report. We conduct our business through agreements with consultants and arms-length third parties.


From the S-8
http://www.sec.gov/Archives/edgar/data/1368294/000101968709000765/soundworldwide_s8-ex0401.htm

1. Purpose. The purpose of the 2009 Stock Incentive Plan of Sound Worldwide Holdings, Inc. is to further align the interests of employees, directors and qualified non-employee Consultants with those of the stockholders by (i) providing incentive compensation opportunities tied to the performance of the Common Stock and/or by (ii) promoting increased ownership of the Common Stock by such individuals. The Plan is also intended to advance the interests of the Company and its stockholders by attracting, retaining and motivating key personnel upon whose judgment, initiative and effort the successful conduct of the Company’s business is largely and wholly dependent.


I wonder if Wakabayashi was their major consultant????
03


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