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Tuesday, 03/29/2011 10:19:28 AM

Tuesday, March 29, 2011 10:19:28 AM

Post# of 223448
Has anyone completed this w/ TD Ameritrade?? I am. I believe I have until July to do so. >>

NOTICE OF PROPOSED CLASS ACTION SETTLEMENT

To: All persons who are or were accountholders or prospective accountholders who provided physical mailing, postal or email addresses to TD Ameritrade, Inc. on or before September 14, 2007 (the "Settlement Class").

Your rights might be affected by a Class Action Settlement.

Below is a summary of the proposed settlement. In re TD Ameritrade Account Holder Litigation,
Case No. C 07 2852 VRW

WHAT THIS SETTLEMENT IS ABOUT: These lawsuits were filed against TD Ameritrade, Inc., et al. (the "Company" or "Defendant") on behalf of the Settlement Class. The amended consolidated complaint ("Complaint") alleges that an unauthorized third party acquired email addresses of the Company's accountholders that were then used by spammers to send unsolicited emails promoting certain stocks. The Complaint seeks monetary and injunctive relief for any alleged injuries arising from the data breach, including alleged receipt of spam and identity theft, if it were to occur. Recovery is sought based upon the alleged violation of various state and federal laws and alleged breach of fiduciary duty. The Company denies any liability in the matter and has no evidence that the data breach has resulted in identity theft. To resolve this matter without the expense and uncertainties of litigation, the Parties have reached a proposed settlement. This Settlement is not an admission of wrongdoing by any party.



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