CBA Florida Inc. (fka CBAI)

[nuubie]

When will the Depository Trust's SANCTIONS against CBAI be lifted?

Whereas, with respect to the current tranche of the Shares purchased by Tangiers under the Agreement, because of a "chill" placed on new issuance of shares of Cord by Depository Trust Corporation ("DTC"), such Shares although registered, have not been allowed to be placed into DWAC, thereby precluding or making difficult and time consuming their sale into the public market; and
Whereas, it is possible that additional issuances of the Shares in the near term by Cord will have a similar impediment, until this "chill" is lifted; and
Whereas, the price of Cord's Common Stock may go up or may go down between the date of delivery of Shares by Cord to Tangiers, and the date on which such "chill" is lifted, permitting Tangiers to effectively sell the Shares into the public market

http://www.sec.gov/Archives/edgar/data/1289496/000135448811000908/cbai_ex4iii.htm

Whereas, Cord Blood America, Inc. (the "Company") entered into certain Convertible Promissory Notes Document B-12172009b, Document B-03012010a-b, and Document B011192010a-c (the "Notes") issued by Cord Blood America, Inc. as obligor, with JMJ Financial (JMJ) and its Principal or its Assignees as Lender (the "Holder" or "Investor"), with provisions whereby Holder can convert the principle amount into the Company's Common Stock (the "Conversion Shares"); and
Whereas, with respect to the Holder's most recent conversion of debt into the Shares, because of a "chill" placed on deposits and DWACs by Depository Trust & Clearing Corporation ("DTC"), such Shares have not been allowed to be placed into the Automated System for Deposits and Withdrawals of securities and have not been allowed to be transferred to Holder by DWAC, thereby precluding or making difficult and time consuming their sale into the public market; and
Whereas, it is possible that additional issuances of the Shares in the near term by the Company to Holder, upon Holder future conversions of the Notes, will have a similar impediment, until this "chill" is lifted

http://www.sec.gov/Archives/edgar/data/1289496/000135448811000908/cbai_ex4iv.htm