What "issues" prompted the DTC's "CHILL" (freeze) of CBAI's shares? This will restrict brokerages' ability to transfer the shares or units of the security through DTC until the security's issues are cleared up or it ceases trading on the market. http://www.sec.gov/Archives/edgar/data/1289496/000135448811000908/cbai_ex4iii.htm http://www.sec.gov/Archives/edgar/data/1289496/000135448811000908/cbai_ex4iv.htm