1/5 Daily List
OTCBB and Other-OTC System Changes - 1/6/2011 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:55 DLKM Douglas Lake Minerals Inc. Common Stock 1/6/2011 Y 100 From BB (DLKM)
14:01 SDDKF Standard Life UK Smaller Companies Trust Ordinary Shares (United Kingdom) 1/7/2011 Y 100
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:55 DLKM Douglas Lake Minerals Inc. Common Stock 1/6/2011 100 Failure to comply with Rule 15c2-11
14:01 CGAXF Claymore Global Agriculture Advisor Units (Canada) 1/7/2011 100 Inactive Security**
14:01 EGCI Energcorp Inc Common Stock 1/7/2011 100 Inactive Security**
14:01 HSVG Home Savings Bank Kent Ohio Common Stock 1/7/2011 100 Inactive Security**
14:01 NANDP Nuveen New York Dividend Advantage Municipal Fund MUNIFUND TERM PFD SHS SER 2016 1/7/2011 100 Listed on NYSE (NAN$D)
14:01 NNPCP Nuveen North Carolina Premium Income Municipal Fund MUNIFUND TERM PFD SHS SER 2016 1/7/2011 100 Listed on NYSE (NNC$D)
14:01 NTCFP Nuveen Connecticut Premium Income Municipal Fund MUNIFUND TERM PFD SHS SER 2016 1/7/2011 100 Listed on NYSE (NTC$D)
14:01 RESRQ Research, Incorporated Common Stock 1/7/2011 100 Inactive Security**
14:01 VOXW Voxware, Inc. Common Stock 1/7/2011 100 1-5,000 R/S; Company shall pay in cash for such fractional interest $1.00 per share. Fractional shares will be Cancelled. New shares will be Restricted. Company going private. **
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
14:01 1/7/2011 DRWND DRWN A Clean Slate, Inc. Common Stock **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
14:01 1/7/2011 AVNDF Avenir Diversified Income Trust - Trust Unit (Canada) AVNDF AvenEx Energy Corp Ordinary Shares (Canada) **
14:01 1/7/2011 BNPUF Bonavista Energy Trust - Trust Unit (Canada) BNPUF Bonavista Energy Corp Ordinary Shares (Canada) **
14:01 1/7/2011 BRBMF Big Rock Brewery Income Trust Ordinary Shares (Canada) BRBMF Big Rock Brewery Inc. Ordinary Shares (Canada) **
14:01 1/7/2011 DCTFF Directcash Income Fund Ordinary Shares (Canada) DCTFF DirectCash Payments, Inc Ordinary Shares (Canada) **
14:01 1/7/2011 ETNL Eternal Image Inc New Common Stock ETNLD Eternal Image Inc New Common Stock 1-20 R/S**
14:01 1/7/2011 FPNUF FP Newspapers Income Fund Unit (Canada) FPNUF FP Newspapers Inc Ordinary Shares (Canada) **
14:01 1/7/2011 GBEND Global Resource Energy, Inc. NEW Common Stock GBEN Global Resource Energy, Inc. Common Stock **
14:01 1/7/2011 GDIMF General Donlee Income Fund Unit (Canada) GDIMF General Donlee Canada, Inc. Ordinary Shares (Canada) **
14:01 1/7/2011 LCRED Lecere Corporation NEW Common Stock LCRE Lecere Corporation Common Stock **
14:01 1/7/2011 LQSIF Liquor Stores Income Fund Tr Unit (Canada) LQSIF Liquor Stores N.A. Ordinary Shares (Canada) **
14:01 1/7/2011 ORHI OmniReliant Holdings, Inc. Common Stock INBI Infusion Brands International, Inc. . Common Stock **
14:01 1/7/2011 PEYUF Peyto Energy Trust Unit (Canada) PEYUF Peyto Exploration & Development Corp Ordinary Shares (Canada) **
14:01 1/7/2011 PKIUF Parkland Income Fund Trust Unit (Canada) PKIUF Parkland Fuel Corporation Ordinary Shares (Canada) **
14:01 1/7/2011 ZARFF Zargon Energy Trust Ordinary Shares (Canada) ZARFF Zargon Oil & Gas Ltd. Ordinary Shares (Canada) **
Portal System Changes 1/6/2011 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 1/6/2011 12:00:00 AM
There are no entries for Private Placement Security issues.
Notes
Voxware Inc (VOXW) effective 1/7/2011, 1-5,000 R/S; Company shall pay in cash for such fractional interest $1.00 per share. Fractional shares will be Cancelled. New shares will be Restricted. Company going private.
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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