8000 Incorporated (EIGH)

[loanranger]

Don,
There's nothing wrong with your reading.
In reading the history of the FINRA Rule 6490 that was created to codify the notice requirements of SEA 10b-17 and create the fee penalties it was indicated that it was their hope that they would encourage compliance. Doesn't sound too serious, does it?

Unfortunately FINRA, in this day and age, only provides phone numbers and not an email address for questions like this and I don't trust non-black and white answers.